-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G4/IiRMwZ6tMZO4Y5NgaJI6Y+hjE+c0cedhl4ctQvdTbyBh12mjRFqmN/9kWLbBX LX6aIJh9kdbQsFj+EjK+/A== 0000950136-07-003948.txt : 20070605 0000950136-07-003948.hdr.sgml : 20070605 20070604184158 ACCESSION NUMBER: 0000950136-07-003948 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070605 DATE AS OF CHANGE: 20070604 GROUP MEMBERS: AMADEUS MARITIME S.A. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Navios Maritime Holdings Inc. CENTRAL INDEX KEY: 0001333172 STANDARD INDUSTRIAL CLASSIFICATION: DEEP SEA FOREIGN TRANSPORTATION OF FREIGHT [4412] IRS NUMBER: 980384348 STATE OF INCORPORATION: 1T FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80980 FILM NUMBER: 07898920 BUSINESS ADDRESS: STREET 1: C/O INTERNATIONAL SHIPPING ENTERPRISES STREET 2: 1225 FRANKLIN AVE., SUITE 325 CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-240-8025 MAIL ADDRESS: STREET 1: C/O INTERNATIONAL SHIPPING ENTERPRISES STREET 2: 1225 FRANKLIN AVE., SUITE 325 CITY: GARDEN CITY STATE: NY ZIP: 11530 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Frangou Angeliki CENTRAL INDEX KEY: 0001310495 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: BUSINESS PHONE: (516) 240-8025 MAIL ADDRESS: STREET 1: 1225 FRANKLIN AVENUE STREET 2: SUITE 325 CITY: GARDEN CITY STATE: NY ZIP: 11530 SC 13D/A 1 file1.htm SC 13D/A
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549
 
SCHEDULE 13D
(Rule 13d-101)
 
Information to Be Included In Statements Filed
Pursuant to Rule 13d-1(a) and Amendments
Thereto Filed Pursuant to Rule 13d-2(a)
 
Under the Securities Exchange Act of 1934
(Amendment No. 6)*
 
Navios Maritime Holdings, Inc.
(Name of Issuer)
 
Common Stock, par value $.0001 per share
(Title of Class of Securities)
 
Y62196103
(CUSIP Number)
 
Navios Maritime Holdings Inc.
Attn: Vasiliki Papaefthymiou
85 Akti Miaouli Street
Piraeus, Greece 18538
Tel. No. +30 (210) 4172050

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
 
May 30, 2007
(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).



CUSIP No. Y62196103 Schedule 13D  

1.   Names of Reporting Persons.
  I.R.S. Identification Nos. of above persons (entities only).

  Angeliki Frangou
2.   Check the Appropriate Box if a Member of a Group (See Instructions) (a) x
(b) o
3.   SEC Use Only

 
4.   Source of Funds (See Instructions) 

  N/A
5.   Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)       o
6.   Citizenship or Place of Organization 

  Greece
Number of
Shares
Beneficially
Owned By
Each
Reporting
Person With
7.   Sole Voting Power

  23,258,542  (Includes shares owned by Raymar Investments S.A. and Amadeus
  Maritime S.A.)
8.   Shared Voting Power

  0
9.   Sole Dispositive Power 

  
23,258,542  (Includes shares owned by Raymar Investments S.A. and Amadeus
  Maritime S.A.)
10.   Shared Dispositive Power

  0
 
11.   Aggregate Amount Beneficially Owned by Each Reporting Person 

  23,258,542 (Includes shares owned by Raymar Investments S.A. and Amadeus Maritime S.A.) 
12.   Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)       o
13.   Percent of Class Represented by Amount in Row (11) 

  24.3%
14.   Type of Reporting Person (See Instructions)

  IN

 



CUSIP No. Y62196103 Schedule 13D  

1.   Names of Reporting Persons.
  I.R.S. Identification Nos. of above persons (entities only).

  Amadeus Maritime S.A., a Panama Corporation.
2.   Check the Appropriate Box if a Member of a Group (See Instructions) (a) x
(b) o
3.   SEC Use Only

 
4.   Source of Funds (See Instructions) 

  WC
5.   Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)       o
6.   Citizenship or Place of Organization 

  Panama
Number of
Shares
Beneficially
Owned By
Each
Reporting
Person With
7.   Sole Voting Power

  13,277,931
8.   Shared Voting Power

  0
9.   Sole Dispositive Power 

  
13,277,931
10.   Shared Dispositive Power

  0
 
11.   Aggregate Amount Beneficially Owned by Each Reporting Person 

  13,277,931
12.   Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)       o
13.   Percent of Class Represented by Amount in Row (11) 

  13.9%
14.   Type of Reporting Person (See Instructions)

  CO

 



        The purpose of this Amendment No. 6 to the Schedule 13D previously filed by Angeliki Frangou on May 17, 2007 (“Schedule 13D”) is to disclose the current number of shares of Common Stock (as defined below) of Navios Maritime Holdings Inc. owned by Ms. Frangou. Accordingly, only Items 3, 4 and 5, the only amended Items, are reported herein.

Item 3. Source and Amount of Funds or Other Consideration

       On May 30, 2007, Amadeus Maritime S.A. acquired 550,000 shares at $10 per share in the Issuer’s recently completed public offering of 13,225,000 shares at $10 per share referred to in Item 5. The aggregate of $5,500,000 came from available working capital of Amadeus.

Item 4. Purpose of Transaction  

        Ms. Frangou has previously disclosed in this Schedule 13D that she intended, subject to market conditions, to purchase $20 million of Common Stock. As of the date hereof, she had acquired approximately $10 million of such Common Stock and still intends, subject to market conditions, to acquire the remaining $10 million of Common Stock. Neither the purchase reported herein nor the acquisition reported in Amendment No. 5 to this Schedule 13D will be applied by Ms. Frangou towards such remaining $10 million.

 Item 5. Interest in Securities of the Issuer

        (a) Ms. Frangou is the direct and indirect beneficial owner of an aggregate of 23,258,542 shares of Common Stock, such shares representing approximately 24.3% of the issued and outstanding shares of Common Stock of the Issuer (based upon 95,747,754 shares of Common Stock outstanding, as reported in the Issuer’s public filings). The number of shares beneficially owned by Ms. Frangou includes 8,479,382 shares of Common Stock (approximately 8.9%) owned directly, 1,501,229 shares of Common Stock (approximately 1.5%) owned indirectly, through Raymar, and 13,277,931 shares of Common Stock (approximately 13.9%) owned indirectly, through Amadeus.

       (b) Ms. Frangou, directly and indirectly through Raymar and Amadeus, has sole voting power and sole dispositive power over 23,258,542 shares of Common Stock.

       (c)  On May 30, 2007, Ms. Frangou acquired 550,000 shares in the Issuer’s recently completed public offering of 13,225,000 shares. None of Ms. Frangou, Raymar Investments S.A. or Amadeus Maritime S.A. engaged in any other transaction as to shares of the Common Stock of the Issuer within the sixty days prior to the filing of this Amendment No. 6 except as reported in Amendment No. 5.

                Item 7. Material to Be Filed as Exhibits

None.

Remainder of Page Intentionally Left Blank

 



SIGNATURES

        After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and accurate.

Dated: June 4, 2007 /s/ Angeliki Frangou
  Angeliki Frangou
   
  Amadeus Maritime S.A
Dated: June 4, 2007  
  By: /s/ Jose Silva
  Mr. Jose Silva
  President

 


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